Share Transaction and Ownership by the Board of Commissioners and Board of Directors

BOARD OF COMMISSIONERS AND BOARD OF DIRECTORS SHAREHOLDINGS (DIRECT AND INDIRECT)

The Shareholdings (Direct and indirect) of the members of Board of Commissioners and Board of Directors in 2019, is a follows:

Name Position CIMB Niaga Shares CIMB Group Shares Other Bank/ Company Shares Non Financial Institution Shares
Board of Commissioners
Tengku Dato’ Sri Zafrul Tengku Abdul Aziz* Presiden Commissioner 60,031 (<1%) 60,924 (<5%) 1,500,000 -
Glenn M.S. Yusuf ** Vice President Commissioner 69 (<1%) - - -
Zulkifli M. Ali Independent Commissioner - - - -
Pri Notowidigdo Independent Commissioner - - - PT Profesindo Reksa Indonesia: 90%
Jeffrey Kairupan Independent Commissioner*** - - - Tehillah Indonesia Synergi (PMA) : 10%
David Richard Thomas Commissioner - 1,362,318 (<5%) - Starbucks Corporation (SBUX): 1.764,2 saham atau <1% -(tercatat an. David Richard Thomas & isteri an. Catherine Campbell Thomas)
Didi SyafruddinYahya Commissioner - - - JP Morgan Chase: 15.767 (share sheets) or <5%;
PT Varia Inti Sekuritas: 1.500.000 (share sheets) or <5%;
AT&T: 5.000 share;
Empress Properties Sdn Bhd: 100 share sheets or <5%; (note. Didi Syafruddin Yahya, Sarina Mahmood’s wife, and Iman Yahya & Farah Dianputri’s children).
Sri Widowati Independent Commissioner - - - -
Board of Directors
Tigor M. Siahaan President Director 6,471,356 (<1%) 72,189 (<5%) - -
Rita Mas’Oen Director 189,700 (<1%) 238,071 (<5%) - -
Megawati Sutanto Director 148,400 (<1%) 330,773 (<5%) - -
Vera Handajani Director 237,900 (<1%) 476,674 (<5%) - -
John Simon Director 167,300 (<1%) 265,147 (<5%) - -
Lani Darmawan Director 207,800 (<1%) 167,367 (<5%) - -
Fransiska Oei Director 170,500 (<1%) 167,380 (<5%) - -
Hedy Lapian Director 177,900 (<1%) 103,177 (<5%) - -
Pandji P. Djajanegara Director 123,925 (<1%) 71,510 (<5%) - -
Rahardja Alimhamzah**** Director 137,700 (<1%) - - PT Bakrie and Brothers Tbk: 200,000 shares or <5%;
PT Multi Polar Tbk: 770,400 or <5%;
PT Matahari Putra Prima Tbk: 755,600 or <5%;
PT Bakrie Sumatera Plantations Tbk: 150,000 or <5%.
Lee Kai Kwong Director - 22,532 (<5%) - -

*) Has tendered his resignation from his position as President Commissioners through the letter that has been received on 9 March 2020 and will be conveyed to obtain resolution in the 2020 AGM
**) Has tendered his resignation as Vice President Commissioner according to the letter dated 31 August 2019 which effective on 1 September 2019
***) Appointed as Senior Independent Commissioner of the Bank through CIMB Niaga Board of Commissioners Circular Decree No. 014/DEKOM/KP/VI/2019 dated 28 June 2019
****) Has tendered his resignation as Director through the letter that has been received by the Bank on 21 February 2020.

CIMB NIAGA SHARES TRANSACTION BY THE MANAGEMENT

In accordance with OJK Regulation No. 11/POJK.04/2017 concerning Report of Ownership or Any Changes in Ownership of Public Company’s Shares, each member of the Board of Commissioners and Board of Directors is required to submit information to the Bank regarding ownership and any change in ownership of the Bank’s shares no later than 3 (three) working days after the transaction occurs . In addition to the OJK Regulation, the Bank has provision as stipulated in the Conflict Management Policy which requires each member of the Board of Commissioners and/or Board of Directors to notify the transaction of their CIMB Niaga’s shares at least 2 (two) working days before the transaction and must report such transaction within 2 (two) working days after the transaction occurs. Furthermore, the Bank is required to submit a report to OJK for such transactions not later than 10 (ten) days after the transactions occur. In 2019, there were no transactions to buy or sell CIMB Niaga shares by the Board of Commissioners and Board of Directors.

Name Title Type of Transaction 31 Dec 2018 Buy / Sale Volume Stock Price/ share Rp. 31 Dec 2019 Transaction Date Reporting
Tengku Dato’ Sri Zafrul Tengku Abdul Aziz* Presiden Commissioner - 60,031 - - 60,031 - -
Glenn M.S. Yusuf** Vice President Commissioner - 69 - - 69 - -
Zulkifli M. Ali Independent Commissioner - - - - - - -
Pri Notowidigdo Independent Commissioner - - - - - - -
Jeffrey Kairupan Independent Commissioner*** - - - - - - -
David Richard Thomas Commissioner - - - - - - -
Didi Syafruddin Yahya Commissioner - - - - - - -
Sri Widowati Independent Commissioner - - - - - - -
Tigor M. Siahaan President Director - 6,471,356 - - 6,471,356 - -
Rita Mas’Oen Director - 189,700 - - 189,700 - -
Megawati Sutanto Director - 148,400 - - 148,400 - -
Vera Handajani Director - 237,900 - - 237,900 - -
John Simon Director - 167,300 - - 167,300 - -
Lani Darmawan Director - 207,800 - - 207,800 - -
Pandji P. Djajanegara Director - 123,925 - - 123,925 - -
Hedy Lapian Director 177,900 - - 177,900 - -
Fransiska Oei Compliance Director - 170,500 - - 170,500 - -
Rahardja Alimhamzah**** Director - 137,700 - - 137,700 - -
Lee Kai Kwong Director - - - - - - -

*) Has tendered his resignation from his position as President Commissioners through the letter that has been received on 9 March 2020 and will be conveyed to obtain resolution in the 2020 AGM
**) Has tendered his resignation as Vice President Commissioner according to the letter dated 31 August 2019 which effective on 1 September 2019
***) Appointed as Senior Independent Commissioner of the Bank through CIMB Niaga Board of Commissioners Circular Decree No. 014/DEKOM/KP/VI/2019 dated 28 June 2019
****) Has tendered his resignation as Director through the letter that has been received by the Bank on 21 February 2020.