Share Transaction and Ownership by the Board of Commissioners and Board of Directors

SHARE OWNERSHIP (DIRECT AND INDIRECT) OF THE BOARD OF COMMISSIONERS AND THE BOARD OF DIRECTORS

Share ownership (direct and indirect) of members of the Board of Commissioners and Board of Directors who serve and/or are appointed in 2022, as follows:

Name Position CIMB Niaga Shares CIMB Group Shares Other Bank/ Financial Institutions Shares Non Financial Institution Shares
1 January 2022
Board of Commissioners
Didi Syafruddin Yahya President Commissioner - 46,791 shares registered under the name of Wife (Sarina Mahmood)
  • JJP Morgan Chase: 15,767 shares (<5%);
  • PT KAF Sekuritas Indonesia: 1,500,000 shares (<5%);
  • AT&T: 5,000 saham (<5%);
  • Empress Properties Sdn Bhd: 100 shares or 100% (registered under the name of Didi Syafruddin Yahya, wife: Sarina Mahmood, and children: Iman Yahya & Farah Dianputri).
Glenn M. S. Yusuf Vice President Commissioners (Independent) - - - -
Jeffrey Kairupan Independent Commissioner - - - -
Sri Widowati Independent Commissioner - - - -
Dato’ Abdul Rahman Ahmad Commissioner - - Malayan Banking Berhad: 25,000 shares (<5%) -
Vera Handajani Commissioner 546,301# (<5%) 648,346 (<5%) -
Board of Directors
Lani Darmawan* President Director 509,801 (<5%) 380,711 (<5%) - -
Lee Kai Kwong Director 98,900 (<5%) 73,301 (<5%) - -
John Simon Director 341,701 (<5%) 329,925 (<5%) - -
Fransiska Oei Director 370,401 (<5%) 341,933 (<5%) PT Bank Danamon Indonesia Tbk: 450,000 shares (<5%) PT PP London Sumatera Tbk: 175,000 shares (<5%)
Pandji P. Djajanegara Director 278,326 (<5%) 142,879 (<5%) - -
Tjioe Mei Tjuen Director - - - -
Henky Sulistyo** Director - - -
  • PT HM Sampoerna Tbk: 42,000 shares (<5%)
  • PT Indo Tambangraya Megah Tbk: 2,200 shares (<5%)
  • PT Multi Bintang Indonesia: 1,000 shares (<5%)
Joni Raini*** Director 35,001 (<5%) 46,119 (<5%) - -
Rusly Johannes**** Director 332,101 (<5%) 226,374 (<5%) - -
31 December 2022
Board of Commissioners
Didi Syafruddin Yahya President Commissioner - 46,791 shares registered under the name of wife (Sarina Mahmood)
  • JP Morgan Chase: 15,767 shares (<5%);
  • PT KAF Sekuritas Indonesia: 1,500,000 Shares (<5%);
  • Warner Brothers Discovery: 1,210 shares (<5%,)
  • AT&T: 5,000 shares (<5%);
  • Empress Properties Sdn Bhd: 100 shares or 100% (registered under the name of Didi Syafruddin Yahya, wife: Sarina Mahmood, and children: Iman Yahya & Farah Dianputri),
Glenn M. S. Yusuf Vice President Commissioners (Independent) - - - -
Jeffrey Kairupan Independent Commissioner - - - -
Sri Widowati Independent Commissioner - - - -
Dato’ Abdul Rahman Ahmad Commissioner - - Malayan Banking Berhad: 25,000 shares (<5%) -
Vera Handajani Commissioner 814,901# (<5%) 828,583 under the name of Vera Handajani (<5%) - -
Board of Directors
Lani Darmawan* President Director 776,401 (<5%) 506,303 (<5%) PT CIMB Niaga Auto Finance (CNAF): 22,000 shares (<5%) -
Lee Kai Kwong Director 224,600 (<5%) 143,478 (<5%) - -
John Simon Director 508,201 (<5%) 496,124 (<5%) CNAF: 22,000 shares (<5%) -
Fransiska Oei Director 544,501 (<5%) 446,329 (<5%)
  • PT Bank Danamon Indonesia Tbk: 450,000 shares (<5%)
  • CNAF: 22,000 shares (<5%)
 PT PP London Sumatera Tbk: 175,000 shares (<5%)
Pandji P. Djajanegara Director 411,426 (<5%) 326,581 (<5%) - -
Tjioe Mei Tjuen Director 25,500 (<5%) - CNAF: 22,000 shares (<5%) -
Henky Sulistyo** Director - -
  • PT Allo Bank Indonesia Tbk: 5,000 shares (<5%)
  • PT BFI Finance Indonesia Tbk: 10,000 shares (<5%)
  • BPD Jabar dan Banten: 40,600 shares (<5%)
  • PT HM Sampoerna Tbk: 42,000 shares (<5%)
  • PT Multi Bintang Indonesia: 1,000 shares (<5%)
  • PT GoTo Gojek Tokopedia Tbk: 300,000 shares (<5%)
Joni Raini** Director 45,001 (<5%) 56,271 (<5%) CNAF: 22,000 shares (<5%) -
Rusly Johannes*** Director 451,101 (<5%) 266,481 (<5%) CNAF: 22,000 shares (<5%) -
Noviady Wahyudi**** Director - 93,700 (<5%) CNAF: 10,000 shares (<5%) -

*) Effectively serves as President Director as of 9 March 2022
**) Effectively serves as Director as of 9 March 2022
***) Effectively serves as Director as of 22 April 2022
****) Appointed as Director at the AGM on 8 April 2022, and effective as of 16 August 2022
#) Shares ownership from the realization of deferred remuneration while serving as Director

SHARE PURCHASE/SALE TRANSACTIONS OF THE BOARD OF COMMISSIONERS AND THE BOARD DIRECTORS

Each member of the Board of Commissioners and Board of Directors is required to submit information to the Bank regarding ownership and any change in ownership of the Bank shares no later than 3 (three) working days after exercising the transactions, in accordance with OJK Regulation (POJK) No. 11/POJK.04/2017 concerning Reports of Ownership or Any Changes in Ownership of Public Company Shares. Subsequently, the Bank must submit a report to the OJK on the transactions no later than 10 (ten) days after the transaction date. Besides referring to the POJK, the Bank has internal provision as stipulated in the Conflict Management Policy that requires each member of the Board of Commissioners and/or Board of Directors shall notify the purchase or sale of CIMB Niaga shares that they own at least 2 (two) working days prior to the transactions and to report the transactions within 2 (two) working days after exercising the transactions. As of 31 December 2022, there had been no effective purchases or sales of CIMB Niaga shares by members of the Board of Commissioners and Board of Directors. The increase in the number of shares owned by the effective members of the Board of Directors and Board of Commissioners is a result of the company’s share ownership program (MESOP).

Name Position Type of Transaction Number of Shares as of 31 December 2021 Number of Purchase / Sale Share Prices Number of Shares as of 31 December 2022 Transaction Date Reporting
Didi Syafruddin Yahya President Commissioner - - - - - - -
Glenn M.S. Yusuf Vice President Commissioner (Independent) - - - - - - -
Jeffrey Kairupan Independent Commissioner - - - - - - -
Sri Widowati Independent Commissioner - - - - - - -
Dato’ Abdul Rahman Ahmad Commissioner - - - - - - -
Vera Handajani Commissioner - 546,301# - - 814,901# - -
Lani Darmawan* President Director - 509,801 - - 776,401 - -
Lee Kai Kwong Director - 98,900 - - 224,600 - -
John Simon Director - 341,701 - - 508,201 - -
Fransiska Oei Director - 370,401 - - 544,501 - -
Pandji P. Djajanegara Director - 278,326 - - 411,426 - -
Tjioe Mei Tjuen Director - - - - 25,500 - -
Henky Sulistyo*** Director - - - - - - -
Joni Raini*** Director Shares Purchase 35,001 - - 45,001## January 2022 -
Rusly Johannes**** Director - 332,101 - - 451,101 - -
Noviady Wahyudi***** Director - - - - - - -

*) Effectively serves as President Director as of 9 March 2022
**) Reappointed as Director at the AGM dated 8 April 2022
***) Effectively serves as Director as of 9 March 2022
****) Effectively serving as Director as of 22 April 2022
*****) Appointed as Director at the AGM dated 8 April 2022, and effective as of 16 August 2022
#) Additional shares from the realization of deferred remuneration while serving as Director
##) Number of shares including 1 MESOP share and 10,000 shares purchase transactions made before effectively serving as Director

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