Share Transaction and Ownership by the Board of Commissioners and Board of Directors

SHARES OWNERSHIP (DIRECT AND INDIRECT) OF THE BOARD OF COMMISSIONERS AND BOARD OF DIRECTORS DIRECTORS

Share ownership (direct and indirect) of members of the Board of Commissioners and Board of Directors who served and/or were appointed in 2020, as follows:

Name Position CIMB Niaga Shares CIMB Group Shares Other Bank/ Financial Institutions Shares Non Financial Institution Shares
Board of Commissioners
Didi Syafruddin Yahya* President Commissioner - 3,462 (<1%) JP Morgan Chase: 15,767 shares or <5%;
PT KAF Sekuritas Indonesia (formerly PT Varia Inti Sekuritas): 1,500,000 shares or <5%.
AT&T: 5,000 shares or <5%;
Empress Properties Sdn Bhd: 100 shares or 100% (registered as Didi Syafruddin Yahya, wife Sarina Mahmood, and children Iman Yahya & Farah Dianputri).
Glenn M.S. Yusuf ** Vice President Commissioners (Independent) - - - -
Jeffrey Kairupan Independent Commissioner*** - - - -
Sri Widowati Independent Commissioner - - - -
Dato’ Abdul Rahman Ahmad**** Commissioner - - Malayan Banking Berhad: 25,000 shares (<5%) -
David Richard Thomas Commissioner - 1,102,531 (<1%) - Starbucks Corporation (SBUX): 1,814,619 shares or <1% - (registered on behalf David Richard Thomas & wife Catherine Campbell Thomas)
Board of Directors
Tigor M. Siahaan President Director 6,515,657 (<1%) 127,949 (<5%) - -
Lee Kai Kwong Strategy, Finance & SPAPM Director - 9,832 (<1%) - -
John Simon Treasury dan Capital Market Director 219,101 (<1%) 350,875 (<5%) - -
Vera Handajani Risk Management Director 312.201 (<1%) 531.029 (<5%) - -
Lani Darmawan Consumer Banking Director 277,101 (<1%) 268,567 (<5%) - -
Pandji P. Djajanegara Sharia Banking Director 164,626 (<1%) 142,879 (<5%) - -
Fransiska Oei Compliance, Corporate Affairs & Legal Director 224.401 (<1%) 260.692 (<5%) PT Bank Danamon Indonesia Tbk: 450,000 (<1%) -
Tjioe Mei Tjuen***** Operations & Information Technology Director - - - -

*) Appointed as President Commissioner in the AGM on 9 April 2020 and effective as of 7 July 2020
**) Appointed as Vice President Commissioner (Independent) in the AGM on 9 April 2020 and effective as of 16 September 2020
***) Appointed as a Senior Independent Commissioner of the Bank through the Circular Resolution of the Board of Commissioners of CIMB Niaga No. 014/DEKOM/KP/VI/2019 as of 28 June 2019
****) Appointed as a Commissioner in the AGM on 25 September 2020 and will be effective after obtaining OJK approval and/or fulfilling the requirements set out in the said OJK approval
*****) Appointed as Director in the AGM on 9 April 2020 and effective as of 3 November 2020

PURCHASE/SALE TRANSACTIONS OF THE BOARD OF COMMISSIONERS AND BOARD OF DIRECTORS

Based on OJK Regulation (POJK) No. 11/POJK.04/2017 concerning Ownership Report or Any Change of Share Ownership Publicly listed company, each member of the Board of Commissioners and Board of Directors is required to submit information to the Bank regarding ownership and any changes in ownership of Bank shares no later than 3 (three)working days after the occurrence transaction. Furthermore, Banks are required to submit a report to OJK on the transaction no later than 10 (ten) days since the transaction. Apart from referring to the OJK Regulation, the Bank has provisions as stipulated in the policy Conflict Management, which requires each member of the Board of Commissioners and/or Board of Directors to notify about will the purchase or sale of CIMB Niaga shares which it owns is conducted at least 2 (two) working days prior to the transaction conducted and furthermore, it is obligatory to report the transaction within 2 (two) working days after the transaction occurs. In the year of 2020, there no purchase or sale transactions of CIMB Niaga shares carried out by the Board of Commissioners and Board of Directors.

Name Position Type of Transaction Number of Shares as of 31 December 2019 Buy / Sale Volume Share Prices Number of Shares as of 31 December 2020 Transaction Date Reporting
Didi Syafruddin Yahya* President Commissioner - - - - - - -
Glenn Muhammad Surya Yusuf** Vice President Commissioner (Independent) - 69 - - - - -
Jeffrey Kairupan Independent Commissioner*** - - - - - - -
Sri Widowati Independent Commissioner - - - - - - -
Dato’ Abdul Rahman Ahmad**** Commissioner - - - - - - -
David Richard Thomas Commissioner - - - - - - -
Tigor M. Siahaan President Director - 6,471,356 - - 6,515,657 - -
Lee Kai Kwong Director - - - - - - -
John Simon Director - 167,300 - - 219,101 - -
Vera Handajani Director - 237,900 - - 312,201 - -
Lani Darmawan Director - 207,800 - - 277,101 - -
Pandji P. Djajanegara Director - 123,925 - - 164,626 - -
Fransiska Oei Director - 170,500 - - 224,401 - -
Tjioe Mei Tjuen***** Director - - - - - - -

*) Appointed as President Commissioner in the AGM on 9 April 2020 and effective as of 7 July 2020
**) Appointed as Vice President Commissioner (Independent) in the AGM on 9 April 2020 and effective as of 16 September 2020
***) Appointed as a Senior Independent Commissioner of the Bank through the Circular Resolution of the Board of Commissioners of CIMB Niaga No. 014/DEKOM/KP/VI/2019 as of 28 June 2019
****) Appointed as a Commissioner in the AGM on 25 September 2020 and will be effective after obtaining OJK approval and/or fulfilling the requirements set out in the said OJK approval
*****) Appointed as Director in the AGM on 9 April 2020 and effective as of 3 November 2020